CMMC Level 1 – Foundational

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CMMC Level 2 – Advanced

CMMC Level 3 – Expert

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CMMC 2.0 Levels Comparison for Small Business Contractors

ASPECT
LEVEL 1: FOUNDATIONAL
LEVEL 2: ADVANCED
LEVEL 3: EXPERT
Applies to Federal contractors handling only FCI (e.g., schedules, invoices). No CUI. Most contractors with DoD contracts that require them to process, store, or transmit CUI (technical drawings, specs, sensitive business data). Select programs with high-priority Advanced Persistent Threat (APT) risks (nation-state actors).
Information Protected FCI only CUI CUI (highest priority)
Controls/Requirements 15 basic practices aligned with FAR 52.204-21 (cyber hygiene). 110 security requirements from NIST SP 800-171 Rev. 2. Comprehensive program: documented policies/procedures, SSP, continuous monitoring. 134 total (110 from L2 + 24 advanced controls from NIST SP 800-172). Requires enhanced defenses: threat hunting, advanced monitoring, supply chain risk management, penetration testing.
Assessment Type Annual self-assessment only. Submit score to SPRS. No third-party audit. Triennial audit by a C3PAO (Third-Party Assessment Organization) with annual self-affirmation. Non-prioritized contracts may allow annual self-assessments if specified. Must first achieve Level 2 via C3PAO, then undergo a government (DIBCAC) assessment for Level 3.
Assessment Frequency ANNUAL (self-affirmation) EVERY 3 YEARS (annual affirmation required) EVERY 3 YEARS
POA&Ms Must meet all 15 practices. No Plan of Action & Milestones (POA&M) allowed. Up to 20% assessment objectives can have POA&Ms, typically 180-day limit. Limited POA&Ms allowed (180-day max for most items).
Timeline/Report Submission Score posted to SPRS. Minimal documentation required. C3PAO submits final report to the DoD within typically 14 days of closing meeting; certificate valid 3 years. DIBCAC-led; final report and certificate issued after government review.
Validity Period 1 year. Renewed via annual self-assessment. 3 years. Must submit annual affirmations to maintain status; full re-assessment required for renewals. 3 years. Annual affirmations required for small contractors.

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